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Disclaimer

Please read this disclaimer carefully

By accessing this website and/or using the information provided on or via this website, you agree to be bound by this disclaimer. The information provided within this website should not be considered or used as a substitute for any form of advice or sales solicitation. Although Alliance Advisory & Securities Inc. (hereinafter “AASI”) attempts to provide accurate, complete and up-to-date information (which we believe is obtained from reliable sources), AASI makes no warranties or representations, implied or explicit, as to whether the information on this website is accurate, complete or up-to-date. AASI reserves the right to change the information provided on this website, including the terms of this disclaimer, at any time without notice. It is recommended that you review the information provided on this website, including this disclaimer, periodically for changes.

Broker/Dealer

AASI is registered with the Financial Industry Regulatory Authority (FINRA) as a broker/dealer. The information contained within this website is available for general information only. This information does not consider the specific investment objectives, financial situations, or particular needs of any specific individual or organization that may view this website. Neither the information nor any opinion expressed constitutes an offer, or an invitation to make an offer, or to buy or sell any securities. AASI only transacts securities business (i.e., purchases and/or sales) in states where it is properly registered, or exempt from registration requirements. All opinions, prices, and yields contained herein are subject to change without notice. Investors should understand that statements regarding future prospects might not be realized. Please contact us to discuss your specific situation and objectives.

Investment Advisory Services

AASI is registered with the Securities and Exchange Commission (SEC) as an investment advisor. It only transacts business in states where it has provided notice of registration, or is excluded or exempt from registration requirements.

Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client's investment portfolio. No client or prospective client should assume that any information presented and/or made available on this website serves as a receipt of, or a substitute for, personalized individual advice from the adviser, or any other investment professional. Historic performance results for investment indexes and/or categories generally do not reflect the deduction of transaction and/or custodial charges, or the deduction of an investment-management fee, the incurrence of which would have the effect of decreasing historical performance results.

Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that the future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended, and/or purchased by AASI), or product made reference directly to or indirectly on this website, or indirectly via link to any unaffiliated third-party website, will be profitable or equal to corresponding indicated performance levels.

Important Customer Information

This website is for informational purposes only and is not intended to be a solicitation or offering of any security and:

  1. Representatives of a broker/dealer may only conduct business in a state if the representatives and the broker/dealer they represent; (a) satisfy the qualification requirements of, and are approved to do business by the state; or, (b) are excluded or exempted from the state's licensure requirements.
  2. Neither the information nor any opinion expressed herein constitutes an offer, or an invitation to make an offer, to buy or sell any securities. Investors should understand that statements regarding future prospects might not be realized. Please contact AASI to discuss your specific situation and objectives.


Investment advice and securities offered through Alliance Advisory & Securities, Inc.
A registered investment advisor and broker/dealer. Member FINRA (www.finra.org) & SIPC (www.sipc.org). Broker Check (www.brokercheck.finra.org).